UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT REPORT
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Item 3.01
TRANSFER OF LISTING TO NYSE AMERICAN
On June 13, 2023, Genius Brands International, Inc. (the “Company”) provided notice to the Nasdaq Capital Market (“Nasdaq”) that the Company intends to voluntarily transfer the listing of its common stock, par value $0.001 per share (the “Common Stock”) from Nasdaq to the NYSE American LLC (“NYSE American”). The Common Stock has been approved for listing on the NYSE American, and the Company expects that the Common Stock will begin trading on the NYSE American on or about June 26, 2023. Until the transfer of the listing to the NYSE American is completed, the Common Stock will continue to be traded on Nasdaq.
The Company intends to file a Form 8-A with respect to the registration of the Company’s securities on the NYSE American.
| Item 7.01 | regulation fd disclosure. |
On June 13, 2023, the Company issued a press release in connection with the transfer of the principal listing of its common stock to NYSE American. A copy of the press release is attached as Exhibit 99.1 hereto.
The foregoing (including Exhibit 99.1) is being furnished pursuant to Item 7.01 and will not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise be subject to the liabilities of that section, nor will they be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act.
| ITEM 9.01 | FINANCIAL STATEMENTS AND EXHIBITS. |
| (d) | Exhibits. |
The exhibit listed in the following Exhibit Index is filed as part of this Current Report on Form 8-K.
| Exhibit No. | Description |
| 99.1 | Press Release of Genius Brands International, Inc., dated June 13, 2023 |
| 104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| GENIUS BRANDS INTERNATIONAL, INC. | ||
| Date: June 13, 2023 | By: | /s/ Andy Heyward |
| Name: Andy Heyward | ||
| Title: Chief Executive Officer | ||
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